BUS 586 SEC and the Financial Markets
Operation and regulatory management of various financial markets such as Money Markets, Capital Markets, and Derivative Markets, etc., are discussed. A discussion of various instruments in addition to the involvement of various institutions (such as SEC, FDIC, FHLBB, FOMC) in each of these markets is also included. Recent regulatory changes (such as SOX and the Dodd-Frank Act) are analyzed and debated as to their impact on financial firms and markets.